RTO Assessment

Confidential RTO Assessment

A structured review of whether a Reverse Takeover is realistic for your company — and what preparation it would require if it is.

Purpose

An Honest Answer, Early

Most companies that approach us want to know whether a Reverse Takeover is possible. The more useful question is whether the company would survive the process — the diligence, the disclosure, the cost, and the obligations that follow — with its business and its management team intact.

The assessment answers that question. It produces a clear view of readiness, the specific gaps that would need to be closed, and a realistic sense of timing. Where the answer is that a company is not ready, we say so and explain what would change it.

The assessment is not an approval, an offer, or an indication that a transaction is available.

The Structure

Where the Assessment Sits

A Reverse Takeover is a transaction in which a private company becomes publicly traded through a combination with an existing public company or listed shell. Our work sits at the second stage, and shapes the third.

01 Private CompanyThe applicant business, in its current form
02 RTO AssessmentSelection, readiness review and gap analysis
03 Corporate and Financial PreparationAudit, structure, governance, documentation
04 Transaction StructuringUndertaken by licensed legal and financial professionals
05 Combination with a Public VehicleSubject to regulatory and exchange requirements
06 Publicly Traded CompanyWith the continuing obligations that follow
FLOWCAP provides strategic assessment and advisory services. The final transaction structure, regulatory approval and listing process depend on licensed legal, financial, audit and market professionals.
Scope

What the Assessment Covers

01

Corporate Readiness

Jurisdiction, group structure, share register, shareholders' agreements, related-party arrangements and the documentation supporting each.

02

Financial Readiness

Reporting standard, audit status, revenue quality, cash position, burn rate, debt and the likely effect of first-time audit on reported figures.

03

Asset and IP Position

Ownership of intellectual property, licences, patents and — in resource sectors — title and the status of technical reporting.

04

Ownership Transparency

Ultimate beneficial owners through every intermediate entity, nominee arrangements, and screening against sanctions exposure.

05

Management Capability

Public-company experience, governance capacity, board composition and the plan for acquiring what is missing.

06

Investment Narrative

Whether the company can articulate a reason for public status that survives a sceptical reading, and evidence its claims.

07

Preparation Budget

Whether the resources exist to fund legal, audit, technical and corporate work before any transaction closes.

08

Post-Transaction Viability

Whether the company could meet continuous disclosure and reporting obligations, and function credibly as a public business.

Output

What You Receive

For every company assessed

  • A readiness verdict across each dimension reviewed
  • The specific gaps identified, in order of consequence
  • A realistic view of the timeline implied by those gaps
  • A clear statement of whether the company falls within our current mandate

For selected companies

  • An individual RTO preparation roadmap, sequenced by priority
  • Advisory support through that preparation
  • Introductions to relevant professional market participants
  • A defined view of what would need to be true before a transaction process began
Submission of an application does not guarantee selection, financing, a transaction or a public listing.
Next Step

Ready to Take Your Company Public?

Submit your company for a confidential assessment. We will tell you plainly whether a Reverse Takeover is realistic for your stage — and what the pathway would look like.

Confidential assessment  ·  Selective admission  ·  No obligation